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The Securities Enforcement Manual
Nicole A. Baker
其他書名
Tactics and Strategies
出版American Bar Association, 2007
主題Business & Economics / Investments & Securities / GeneralLaw / Administrative Law & Regulatory PracticeLaw / ConstitutionalLaw / LitigationLaw / Securities
ISBN15903172979781590317297
URLhttp://books.google.com.hk/books?id=XdBN7IRt0NcC&hl=&source=gbs_api
EBookSAMPLE
註釋This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.