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McMeel and Virgo on Financial Advice and Financial Products
Gerard McMeel
John Virgo
其他書名
Law and Liability
出版
OUP Oxford
, 2007-02-08
主題
Law / Commercial / General
Law / Banking
Business & Economics / Investments & Securities / General
ISBN
0199299064
9780199299065
URL
http://books.google.com.hk/books?id=cvSdQgAACAAJ&hl=&source=gbs_api
註釋
The second edition of Financial Advice and Financial Products comes as a looseleaf service. This comprehensive guide covers the legal and regulatory environment in which claims arising in the financial services context are brought and defended. Since 2001 legislative activity in the field of financial regulation has grown considerably and the rate of development in regulation and case law shows no sign of slowing. This exciting looseleaf text considers the applicable regime including the regulatory framework and statutory claims under the Financial Services and Markets Act 2000, together with traditional 'professional negligence' claims based on contract and tort against financial advisers, brokers, other intermediaries and product providers. There are now two chapters dedicated to the FSA's extension in regulatory powers to include the conduct of mortgage business (MCOB) and of general insurance business (ICOBS) written by experts from Burges Salmon LLP. In addition, the authors look at the FSA's increasing focus on financial promotion, together with the Financial Promotion Order 2005 and updated FSA guidance. The text incorporates recent case law (such as Beary v Pall Mall Investments, Seymour v Caroline Ockwell & Co) and the impact of more recent financial scandals, including the fall-out of Equitable Life's collapse, endowment mortgage complaints and 'precipice bonds' or SCARPS. Development in the case law on limitation and causation, and the approach of the Financial Ombudsman Service (FOS) to cases within its jurisdiction are also considered. Accompanied by (approximately) two updates per year, this looseleaf is an invaluable source of reference to all those in the field of financial services.
