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A Practical Guide to Section 16
Amy L. Goodman
其他書名
Reporting and Compliance
出版Aspen Law & Business, 1997
主題Business & Economics / GeneralBusiness & Economics / Investments & Securities / StocksLaw / Administrative Law & Regulatory PracticeLaw / CorporateLaw / Corporate GovernanceReference / General
ISBN15670634039781567063400
URLhttp://books.google.com.hk/books?id=f0JAAQAAIAAJ&hl=&source=gbs_api
註釋Rely on the expertise of 15 securities professionals for everything you need to know and do under the Section 16 rules. Compliance is easy with this convenient manual to guide you step-by-step through every phase of the Section 16 reporting scheme. A Practical Guide to Section 16: Reporting and Compliance provides detailed answers to such questions as: Must a plan be 'tax qualified' to take advantage of Rule 16b-3? is shareholder approval required to exempt plan transactions? What is a non-employee director for purposes of the rules? What is a 'discretionary transaction' under the rules? is it possible to 'mix and match' exemptions? Are any of the pre-1991 Section 16 rules still in effect? The Guide also supplies such helpful materials as: Forms 3, 4, and 5 filled out under more than 25 different scenarios an abundance of examples illustrating the effect of the rules the full text of revised Section 16 and relevant SEC adoptive releases A detailed compliance timetable to assist in planning and meeting deadlines.