登入
選單
返回
Google圖書搜尋
U. S. Securities and Investment Regulation Handbook
Peter Farmery
出版
Springer Netherlands
, 1992-06-29
主題
Law / Commercial / General
Law / Business & Financial
ISBN
1853336319
9781853336317
URL
http://books.google.com.hk/books?id=pxqRQgAACAAJ&hl=&source=gbs_api
註釋
A succinct and practical handbook on the regulation of the US securities and investment markets. It begins with a survey of the current law, its purpose and distinct nature, which in turn leads to a survey of the various instruments. Systematically, the book then addresses the major legal issues involved in offers and sales of securities by a foreign company both within the US, and outside it, the Investment Company Act's application to non-US companies and the reporting obligations for foreign private issuers of securities. The regulation of acquisitions, of foreign broker-dealer and advisory activities in the US, and of futures and options are all described and analyzed. The final section concerns manipulation, broker-dealer retail fraud and compliance commodity market malpractices, and insider trading.
