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Securities Regulation

Louis Loss

出版	Wolters Kluwer Law & Business, 2009
主題	Business & Economics / Investments & Securities / GeneralLaw / GeneralLaw / Administrative Law & Regulatory Practice
ISBN	07355594579780735559455
URL	http://books.google.com.hk/books?id=r-s9AQAAIAAJ&hl=&source=gbs_api

註釋

"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.